Joseph Bergen
Investor Center Financial Advisor
Meet with an Advisor

About Joseph Bergen

I am an Investor Center Financial Advisor with over 11 years of financial services experience with a focus on Retirement and Investment Solutions. I can provide the expertise you need to help manage, grow, and protect your assets.

With each stage of life comes new goals and changing financial needs. Through a spectrum of carefully selected investment options I can help you make informed decisions about your unique situation and goals.

Check the background on this firm or an investment professional on FINRA's BrokerCheck. Please see additional disclosures at the bottom.
(480) 774-3457(480) 774-3457
Privilege Connect
24/7 Executive Assistance:
1-800-435-19121-800-435-1912
TTY: 1-800-659-5495TTY: 1-800-659-5495
International call collect:
1-800-435-19121-800-435-1912
TTY: 1-800-659-5495TTY: 1-800-659-5495
Office Hours
Tempe Investor Center
US 1625 West Fountainhead Parkway 9th Floor Tempe, AZ 85282
Investment Call Center
(888) 808-2947(888) 808-2947
Who We Serve
We offer customized plans and solutions to help clients confidently navigate complexities of building and managing wealth. We specialize in offering services uniquely tailored to the needs of these clients — including:
Financial Solutions for Your Needs
  • Financial and Wealth Planning
  • Investment Solutions
  • Global Investment Management and Fiduciary Solutions
  • Protection and Insurance
  • Banking Solutions
  • Lending and Credit
  • Strategic Philanthropy

Customized Guidance

Wealth Accumulation

Wealth Accumulation

Wealth Protection

Wealth Protection

Wealth Transfer

Wealth Transfer

A flexible approach to investing

We offer a range of investing approaches that can stand alone—or be blended—depending on the level of guidance and involvement you desire.
Online Investing
Brokerage Solutions with Advisor Guidance
Investment Advisory Solutions
Global Investment Management and Fiduciary Services
Online Investing
Invest on your own
If you're confident in your investing knowledge and prefer a hands-on approach, we offer a convenient online investing platform with enhanced research, trading capabilities, and performance analytics provides access to the resources you need.
Brokerage Solutions with Advisor Guidance
You want recommendations for your management
You would appreciate guidance and education around financial solutions that align with your goals, which can include Mutual funds, Annuities, Structured notes, Bonds, and CDs
Investment Advisory Solutions
You want management tailored to a specific strategy and desire:
Advice from our specialists about managed money solutions suited to your investing needs. We provide specific strategies such as growth or income, access to leading managers included names like BlackRock, Russell, and Vanguard, and low initial investments starting at $25,000.
Global Investment Management and Fiduciary Services
You want advice for your management and you want to benefit from:
Performance and risk management adapted to your investor profile. We provide customization, easier access to global diversification, responsiveness for seizing market opportunities, continual monitoring of your positions and fiduciary, trust, and estate services

Voice of Wealth

Market Commentary - Global Investment Management

Market Commentary - Global Investment Management

Get insights on global investment trends and the market environment from our Head of Global Investment Management, Wade Balliet.

Read more

Annual Global Economic Report - Scott Anderson

Annual Global Economic Report - Scott Anderson

Our Chief Economist, Scott Anderson, reports on the seismic impact of international, national, and regional economic trends.

Read more

Impact Investing Insights

Impact Investing Insights

From impact investing and philanthropy to broad sustainability trends, get insights from our impact experts on how to create positive change.

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Start A Conversation

Bring clarity to your financial plan, with a review and assessment. Call us at 1-833-330-2947.